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      <image:title>Home - Judy Spain on Risk Assessment</image:title>
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      <image:caption>Spain is a contributing author to Chapter 3:  Running an effective ethics and compliance program.</image:caption>
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    <lastmod>2024-11-13</lastmod>
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      <image:caption>Beverly Grau, B.A.</image:caption>
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      <image:title>About</image:title>
      <image:caption>Judith Winters Spain, J.D., CCEP®</image:caption>
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    <lastmod>2023-07-31</lastmod>
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      <image:title>SCCE</image:title>
      <image:caption>In this podcast we review the changing importance of the concept of risk and risk management, which Judy argues, has moved from an insurance-based approach for mitigating damage after an event to a more proactive one designed to prevent the problem in the first place.</image:caption>
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      <image:caption>Compliance R!sk Assessments: An Introduction is written by Judith W. Spain, JD, CCEP. Risk assessments are the heart of an effective compliance and ethics program. They help build the framework around which your compliance program will operate. With them, you can create a system that not only finds compliance issues, but also works to keep those issues from happening. Without them, you'll only be reactive. With the Compliance Risk Assessments book, you'll learn about the nature of risk and how compliance risk management differs from other forms of risk management. You'll learn to define your organization's compliance risk universe and how to assess and address those risks. This book covers each step of the process and how they feed into a functioning compliance and ethics program. It also outlines common pitfalls and ways to build toward continuous improvement.</image:caption>
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